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| Chief Regulatory Officer | Legend Global Search, Inc. $203K | USA-NY-New York City | 29 Nov 08 |
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Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm
| AML - Surveillance Manager | Legend Global Search, Inc. $118K + | USA-NY-New York City | 29 Nov 08 |
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AML - Surveillance Manager - Financial Services Company
| Institutional Equity Compliance Officer - Regulatory Control Group | Legend Global Search, Inc. $175K+ | USA-NY-New York City | 29 Nov 08 |
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Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management
| General Counsel-Hedge Fund | IJC Partners, LLC. Competitive | USA-NY-New York City | 25 Nov 08 |
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NYC Multi-strategy fund seeking General Counsel
| Associate Compliance for a Prop Trading Broker Dealer, New York. | Huxley Associates Negotiable | USA-NY-New York City | 24 Nov 08 |
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An active proprietary trading broker dealer is seeking an Associate Compliance person for their electronic tra...
| Chief Compliance Officer for a Broker Dealer, New York City. | Huxley Associates Negotiable | USA-NY-New York City | 24 Nov 08 |
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A leading Broker Dealer is seeking a Chief Compliance Officer for their full-service office in New York City.
| Director, Project Manager (pension disclosure) | Not Disclosed Competitive | USA-NY-New York City | 24 Nov 08 |
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The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension ...
| Assistant General Counsel | Capital Market Services, LLC Competitive | USA-NY-New York City | 20 Nov 08 |
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Responsible for all legal and compliance aspects of the organization, including but not limited to monitoring ...
| Financial Analyst | Proskauer Rose LLP 80,001 - 150,000 | USA-NY-New York City | 20 Nov 08 |
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Proskauer Rose LLP, one the nation’s oldest law firms, provides top tier legal services to a broad range of cl...
| Derivatives Attorney | Fixed Income | Not Disclosed PIMCO offers a comprehensive base and bo... | USA-NY-New York City | 18 Nov 08 |
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Provide legal support to various departments at PIMCO, both domestic and overseas, with respect to trading rel...
| Trading surveillance compliance officer | Not Disclosed 75K | USA-NJ-Jersey City | 21 Oct 08 |
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Trading surveillance compliance officer
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